Tailored Advice for Executives And Founders
With your focus on the business, you need a partner to help you make the most of your benefits and pursue your personal financial goals. As your trusted guide, we will advise you to make informed decisions regarding restricted stock and stock options.
EXPLORE OUR SERVICES
-
Manage risk through a variety of customized strategies.
-
Generate cash from the position through alternatives to an outright sale.
-
Mitigate tax exposure through exchange funds and by deferring realization of appreciated assets.
-
Leave a legacy via charitable remainder trusts and gift annuities.
-
Create cash flows by selling call options* to receive immediate liquidity.
Let us help unify and simplify your complex financial life.
Investments and account types mentioned may not be suitable for all investors. Raymond James does not provide tax or legal services. Please discuss these matters with the appropriate professional. Diversification does not guarantee a profit nor protect against loss.
*Selling a call option provides an upfront premium that increases current yield on the stock position. Investors receive immediate liquidity and are hedged to the extent of the premium received, but at a significant downside price risk, and forfeit upside appreciation above the call strike. Options involve unique risks, tax consequences and commission charges and are not suitable for all investors. When appropriate, options should comprise a modest portion of an investor's portfolio. Prior to making any options transactions, investors must receive a copy of the Options Disclosure Document which may be obtained from your financial advisor, from theocc.com/about/publications/character-risks.jsp or by contacting Raymond James at 880 Carillon Parkway, St. Petersburg, FL 33716. Supporting documentation for any claims (including any claims made on behalf of options programs or the options expertise of sales persons), comparison, recommendations, statistics, or other technical data, will be supplied upon request.